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Applicability of EMTALA: Individual Presents at an Area of the Hospital's Main Campus Other Than the
Dedicated Emergency Department
(§489.24(b))
Set forth is the text of the commentary to the final EMTALA regulations as published in the
September 9, 2003 Federal Register dealing with applicability of EMTALA to individuals presenting at
an area of the hospital's main campus other than the dedicated emergency department. The final regulations can be viewed
here and are
effective November 10, 2003.
A. Background
Routinely, individuals come to hospitals as
outpatients for many nonemergency medical purposes. If
such an individual initially presents at an on-campus area
of the hospital other than a dedicated emergency
department, we would expect that the individual typically
would not be seeking emergency care. Under most of these
circumstances, EMTALA would therefore not apply (this
concept is further discussed in section IX.B. of this
preamble). However, questions have arisen as to whether a
hospital would incur an EMTALA obligation with respect to
an individual presenting at that area (that is, an
on-campus area of the hospital other than a dedicated
emergency department) who requests examination or treatment
for what is believed to be an emergency medical condition,
or had such a request made on his or her behalf.
B. Provisions of the Proposed Rule
In the May 9, 2002 proposed rule (67 FR 31473 and
31506), we proposed to specify in the regulations
(§489.24(b), definition of "come to the emergency
department") that, for an individual who presents on
hospital property other than the dedicated emergency
department and requests examination or treatment for what
may be an emergency medical condition, a request would be
considered to exist if the individual requests examination
or treatment for what the individual believes to be an
emergency medical condition. We further explained that if
there is no actual request, for example, if the individual
is unaccompanied and is physically incapable of making a
request, the request from the individual would be
considered to exist if a prudent layperson observer would
believe, based upon the individual's appearance or
behavior, that the individual needs treatment for an
emergency medical condition. We stated that the proposed
policy was appropriate because section 1867 protections
should not be denied to those individuals whose need for
emergency services arises upon arrival on hospital property
at the hospital's main campus, but before they have
presented to the dedicated emergency department.
Under the proposed policies, a request for examination
or treatment by an individual presenting for what is
believed to be an emergency medical condition at an
on-campus area of the hospital other than the dedicated
emergency department would not have to be expressed
verbally in all cases. In some cases, the request may be
inferred from what a prudent layperson observer would
conclude from an individual's appearance or behavior.
While there may be a request (either through the individual
or a prudent layperson), thereby triggering an EMTALA
obligation on the part of the hospital, this policy does
not mean that the hospital must maintain emergency medical
screening or treatment capabilities in each department or
at each door of the hospital, nor anywhere else on hospital
property, other than the dedicated emergency department.
Our proposal, and the considerations on which it is
based, are further discussed in the preamble to the
May 9, 2000 proposed rule (67 FR 31473). We also
specifically solicited comments from hospitals and
physicians on examples of ways in which hospitals presently
react to situations in which individuals request emergency
care in areas of the hospital other than the hospital's
emergency department.
In the May 9, 2002 proposed rule, we also proposed
that EMTALA would not apply to an individual who
experiences what may be an emergency medical condition if
the individual is an outpatient (as that term is defined in
42 CFR 410.2). We explained that we would consider such an
individual to be an outpatient if he or she has begun an
encounter (as that term is defined in 42 CFR 410.2) with a
health professional at the outpatient department. Because
such individuals are patients of the hospital already, we
believe it is inappropriate that they be considered to have
"come to the hospital" for purposes of EMTALA. However, we
note that such an outpatient under our proposal who
experiences what may be an emergency medical condition
after the start of an encounter with a health professional
would have all protections afforded to patients of a
hospital under the Medicare hospital CoPs (as discussed in
section XIV. of the preamble). Hospitals that fail to
provide treatment to these patients could face termination
of their Medicare provider agreements for a violation of
the CoPs. In addition, as patients of a health care
provider, these individuals are accorded protections under
State statutes or common law (for example, State
malpractice law and patient abandonment torts) as well as
under general rules of ethics governing the medical
profession. Our proposal, and the considerations on which
it is based, are further discussed in the preamble to the
May 9, 2002 proposed rule (67 FR 31473 through 31474).
In the proposed rule, we also proposed to retitle the
definition of "property" at §489.24(b) to "hospital
property" and relocate it as a separate definition. In
addition, we proposed to clarify which areas and facilities
are not considered hospital property.
C. Summary of Public Comments and Departmental Responses
1. Presentation Outside the Dedicated Emergency Department
Comment: Regarding our proposed clarifications on the
applicability of EMTALA for presentments on hospital
property outside the dedicated emergency department, one
commenter believed that, while the clarifications were
necessary, "it is perhaps a sad indictment of our
healthcare system that we actually have to mandate medical
providers that someone unconscious must receive immediate
medical care . . . . Anyone doing this sort of denial of
care deserves more than an EMTALA citation." Many other
commenters expressed concern about the absence from the
proposed regulatory text of qualifying language that is set
forth in the preamble of the proposed rule. Specifically,
one commenter cited the proposed preamble language at
67 FR 31473 that states:
". . . EMTALA is triggered in on-campus areas of the
hospital other than a dedicated emergency department where,
in an attempt to gain access to the hospital for emergency
care, an individual comes to a hospital and requests an
examination or treatment for a medical condition that may
be an emergency." (Emphasis added.)
The commenter further cited the preamble at
67 FR 31474:
"We are proposing that EMTALA would not apply
to . . . an individual who . . . experiences what may be an
emergency medical condition if the individual is an
outpatient (as that term is defined at 42 CFR §410.2) who
has come to the hospital outpatient department for the
purpose of keeping a previously scheduled appointment. We
would consider such an individual to be an outpatient if he
or she has begun an encounter (as that term is defined at
§410.2) with a health professional at the outpatient
department." (Emphasis added.)
The commenter then compared this language in the
preamble to the proposed regulatory text at §489.24(b) that
would hold a hospital accountable under EMTALA when an
individual has presented on hospital property other than a
dedicated emergency department, “and requests examination
or treatment for what may be an emergency medical
condition, or has such a request made on his or her
behalf . . . .” The commenter was concerned that neither
of the preamble’s purported tests for EMTALA’s
applicability outside of the dedicated emergency department
that are quoted above is referenced in the proposed
regulatory text: neither the test of whether the individual
came to the hospital in an attempt to gain access to the
hospital for emergency care, nor the objective test of
whether the patient has begun an encounter with a health
professional at the outpatient department. This commenter
believed that the regulatory text should be revised to
clearly state that EMTALA is not applicable to outpatients
who have initiated an encounter with a health professional
in a hospital outpatient department other than a dedicated
emergency department.
Another commenter suggested that we substitute the
term "member of the public" for “outpatients” in the
definition of dedicated emergency department (“a dedicated
emergency department would mean a specially equipped and
staffed area of the hospital that is used a significant
portion of the time for the initial evaluation and
treatment of outpatients for emergency medical
conditions”). The commenter believed that the clear
implication of the definition is that an outpatient may be
covered under EMTALA, a conclusion that is inconsistent
with other provisions in the proposed rule.
Other commenters requested that we clarify that EMTALA
would not apply when individuals arrive on the orders of
their physicians, such as when a pregnant woman or a
psychiatric patient arrives upon a physician’s order either
for testing or because he or she is in need of immediate
medical care. In addition, some commenters believed that
CMS should clearly state that only the Medicare hospital
CoPs and not EMTALA would apply to individuals with
scheduled outpatient appointments or procedures.
Another commenter disagreed with the CMS statement in
the preamble to the proposed rule that EMTALA does not
apply to “established patients” who need emergency care
while on hospital property. The commenter stated that it
may be impossible to distinguish such a patient from anyone
else experiencing a similar emergency also on hospital
property, and was concerned that the concept of excluding
an established patient from EMTALA will raise many
definitional and logistical issues.
One commenter believed that we intended for EMTALA not
to apply in situations where the individual has arrived for
an appointment, even if they had not yet been assisted.
The commenter urged clarification on this issue.
One commenter stated that there may be occasions where
individuals present to the hospital for outpatient services
where no orders are necessary to provide services to the
individual, such as annual mammograms or health fairs. The
commenter requested that EMTALA should not apply to
individuals in these circumstances.
Response: As we describe above, in the preamble to
the May 9, 2002 proposed rule, we proposed that EMTALA
would not apply to an individual who experiences what may
be an emergency medical condition if the individual is an
outpatient (as that term is defined at 42 CFR 410.2) who
has come to a hospital outpatient department for the
purpose of keeping a previously scheduled appointment. In
response to the comments requesting further clarification
of the text of the regulations, and in consideration of the
role of the Medicare hospital CoPs in protecting the health
and safety of hospital outpatients, we are revising the
final rule to state that EMTALA does not apply to any
individual who, before the individual presents to the
hospital for examination or treatment for an emergency
medical condition, has begun to receive outpatient services
as part of an encounter, as defined in 42 CFR 410.2, other
than an encounter that the hospital is obligated by EMTALA
to provide. We believe this revised language sufficiently
encompasses any individuals who come to a hospital to
receive nonemergency services and have begun to receive
those services. Such individuals would be included under
this policy, regardless of whether or not they began the
nonemergency encounter in order to keep a previously
scheduled appointment or under orders of a physician or
other medical practitioner. We also assume that specific
mention of outpatient registration is unnecessary in the
revised language because we believe all individuals who
have begun an encounter under §410.2 are registered
outpatients in the hospital’s records. This change is
reflected in the revision of the proposed definition of
“patient” under §489.24(b) in this final rule. As we
stated in the preamble to the proposed rule, we believe it
is inappropriate to consider such individuals, who are
hospital outpatients who have protections under the CoPs,
to have "come to the hospital" for purposes of EMTALA as
well, even if they subsequently experience an emergency
medical condition.
We note that individuals who are already patients of a
hospital and who experience emergency medical conditions
are protected by existing Medicare hospital CoPs. We
discuss these CoPs in greater detail in section XIII. Of
this final rule. Hospitals that fail to provide treatment
to these patients could face termination of their Medicare
provider agreements for a violation of the CoPs. In the
January 24, 2003 Federal Register
(68 FR 3435 through 3436), we describe the process by which
we enforce compliance with these CoPs. For example, we
explained that if our surveyors discover noncompliance with
the hospital CoPs, "the hospital will be scheduled for
termination from the Medicare and Medicaid programs."
Thus, for violations of the CoPs, as well as for violations
of EMTALA (compliance with which is a Medicare
participation requirement) hospitals face the extreme
sanction of termination from the Medicare program. In
addition, as patients of a health care provider, these
individuals are accorded protections under State statutes
or common law as well as under general rules of ethics
governing the medical professions.
In response to the comment concerning the individual
who comes to the hospital for purposes of an annual
mammogram or health fair, with or without an order or
referral by a physician, that individual is not presenting
to the hospital with a particular emergency medical
condition. Therefore, EMTALA would not apply. We believe
this is consistent with our policy stated elsewhere in this
preamble.
Of course, where EMTALA applies to a particular
individual who has presented to the hospital for
examination or treatment for an emergency medical
condition, EMTALA’s application does not end just because
the individual has begun an outpatient encounter; only
screening and, where necessary, stabilization, admission
for inpatient services, or appropriate transfer end the
hospital’s EMTALA obligation to the individual (see section
VIII. of this preamble for further discussion of the issue
of when an EMTALA obligation ends). The fact that
protections under the CoPs may later be afforded to an
outpatient who is already protected by EMTALA does not end
the individual’s EMTALA protection.
In response to the commenter’s concern that we
incorporate the language regarding coming to the hospital
in order “to gain access to the hospital for emergency
care” into the regulation text, while in most emergency
cases individuals will come to a hospital in order to gain
access to emergency care at the hospital, not all emergency
patients start out that way. Some individuals may come to
the on-campus hospital property for reasons other than to
seek medical services for themselves (examples would
include a hospital employee, or a visitor of the hospital).
Such individuals would not be protected by the hospital
CoPs if they happen to experience what may be an emergency
medical condition while on hospital property, since they
are not hospital patients. Therefore, we are clarifying
here that we consider such individuals to have “come to the
emergency department.” Under section 1867(a) of the Act,
such individuals are protected by EMTALA and hospitals must
provide them with screening and necessary stabilizing
treatment.
To address the comment concerning the substitution of
the term “outpatients” in the proposed definition of
“dedicated emergency department”, we mention the comment in
this section of the preamble of this final rule because, as
the commenter pointed out, it would appear to be
inconsistent with our policy in our proposed regulations
text at §489.24 that EMTALA would not apply to any patient,
as defined in proposed §489.24(b), who would include
“outpatients” as defined at §410.2, and yet we would use
the term “outpatients” in our application of EMTALA for
individuals that present at dedicated emergency
departments. In addition, we also proposed in the preamble
to the proposed rule that EMTALA would not apply to
outpatients with emergency medical conditions that arise
during an encounter. We are clarifying in this final rule
that EMTALA will apply to any individual who presents to
the hospital for examination or treatment for an emergency
medical condition, but EMTALA will not apply to individuals
who have begun to receive outpatient services as part of an
encounter, as defined in §410.2, other than an encounter
that the hospital is obligated by EMTALA to provide.
In this final rule, in response to comments, we are
revising our definition of “dedicated emergency department”
at §489.24(b) to specify that such a department is a unit
in the hospital that meets at least one of three criteria,
one of which is that it is any department or facility of
the hospital that provides for the examination or treatment
of emergency medical conditions for at least one-third of
all of its outpatient visits, based on a representative
sample of patient visits for the calendar year immediately
preceding the calendar year in which a determination is
being made. This revised language avoids using the term
“individuals” or “member of the public” and would
sufficiently encompass any person, including hospital staff
who may become ill, who comes to a hospital’s emergency
department for medical care.
In addition, we are revising the proposed definition
of “patient” under §489.24(b) to indicate that EMTALA does
not apply to an individual who has begun to receive
outpatient services as part of an encounter, as defined in
§410.2, other than an encounter that the hospital is
obligated by EMTALA to provide.
Comment: One commenter asked us to clarify whether
EMTALA is triggered for an individual who comes to the
hospital as an outpatient for a scheduled appointment and
who, after treatment has commenced, experiences an
emergency medical condition, and is then moved to the
dedicated emergency department for treatment. Similarly,
the commenter asked whether an individual transported by
the hospital to the dedicated emergency department from an
off-campus department that is not a dedicated emergency
department is an EMTALA patient upon arrival. The
commenter asked whether individuals in these two settings
should be handled differently.
Response: As we have described above, in this final
rule, we are providing that individuals who have begun to
receive outpatient services during an encounter are not
protected under EMTALA if they are later found to have an
emergency medical condition (even if they are then
transported to the hospital's dedicated emergency
department). These individuals are considered patients of
the hospital and are protected by the Medicare hospital
CoPs and relevant State law. In addition, as we describe
below, individuals who present to a provider-based, offcampus
department that is not a dedicated emergency
department with emergency conditions are not protected by
EMTALA, but rather by the hospital CoPs as well as relevant
State law.
Comment: A number of commenters expressed concern
about EMTALA applicability to individuals who present at a
hospital for emergency care outside the dedicated emergency
department. One commenter stated that establishing a
“different set of expectations” for departments that are
not dedicated emergency departments when a individual
presents for care is likely to cause confusion and is
asking potentially nonclinical persons to make clinical
judgments they have no training to make. Another commenter
stated that medical personnel cannot be at all hospital
locations to conduct screening and stabilization services,
and believed that we should revise how medical staff are
required to respond to medical emergencies in nonemergency
department locations.
Response: As we have expressed above, whether an
individual presents for care at a hospital’s dedicated
emergency department, or elsewhere on hospital property, if
EMTALA is triggered, the hospital has the same obligations
to that individual. It is up to the hospital to determine
how best to provide the screening and necessary stabilizing
treatment to the individual who presented. In either case,
the hospital is responsible for treating the individual
within the capabilities of the hospital as a whole, not
necessarily in terms of the particular department at which
the individual presented. Whether the hospital sets up
procedures to immediately transport the individual to the
hospital’s dedicated emergency department, or whether the
hospital sets up procedures to send a “trauma crew” or
“crash team” of physicians and nurses out to the individual
on site, we do not believe it is appropriate for us to
dictate to hospitals how best to treat individuals who
present for emergency care in hospital departments other
than dedicated emergency department locations.
In addition, we do not believe treatment of an
emergency patient would involve having nonclinical hospital
staff making determinations about an individual’s medical
condition; rather, we envision that, as stated above,
hospitals would set up procedures to provide for emergency
care to individuals who present in hospital departments
other than dedicated emergency department locations on the
hospital campus.
2. Prudent Layperson Standard
Comment: A number of commenters expressed concern
about our proposed “prudent layperson” standard. We stated
in the proposed rule that, for both presentments inside the
dedicated emergency department and also elsewhere on
hospital property, a request for examination or treatment
would be considered to exist if a prudent layperson
observer would believe, based on the individual’s
appearance or behavior, that the individual needs
examination or treatment for an emergency medical condition
(or examination or treatment for a medical condition for
presentments inside the dedicated emergency department).
Many other commenters supported our proposed prudent
layperson standard; they believed that the standard would
ensure that the obvious emergency situation would be
addressed, even if the individual were unable to verbalize
the request.
Several other commenters requested that we substitute
the term “obvious implied request” or “implied request,”
instead of relying on the perceptions of a prudent
layperson for individuals who are unable to articulate
their needs.
Many commenters believed that hospitals must be on
notice of an individual’s presentment in order for EMTALA
to be triggered to that individual. One commenter stated:
“Because an EMTALA obligation is triggered by a patient generated
request, hospital personnel must be made aware of
the individual’s presence and observe the appearance or
behavior or both of that person in order to respond
appropriately. Additionally, all hospitals need policies
that describe steps to be taken to assure that a person in
clear need, for example, a visitor who collapses in the
cafeteria, receives medical attention.”
Several commenters requested that the final rule make
clear that EMTALA does not apply to an individual
presenting on on-campus hospital property other than a
dedicated emergency department unless emergency services
are requested.
Response: First, we agree with the commenters that
hospital personnel must be aware of the individual’s
presence and observe the appearance or behavior, or both,
of that person in order for EMTALA to be triggered.
Obviously, the hospital must be on notice of the
individual’s existence and condition for any violation of
the statute to take place. This also applies to
presentments for off-campus dedicated emergency
departments; only if the hospital's staff are aware of an
individual’s presence in the department for examination or
treatment for a medical condition is EMTALA triggered.
We also agree with the commenters that EMTALA does not
apply elsewhere on on-campus hospital property other than a
dedicated emergency department unless emergency services
are requested. As we clarified in section V.J.8 of the
preamble of the May 9, 2002 proposed rule (67 FR 31473
through 31474), and also as we discuss in section IX. Of
the preamble, a request for treatment would be considered
to exist if the individual requests examination or
treatment for what the individual believes to be an
emergency medical condition. Where there is no actual
request because, for example, the individual is
unaccompanied and physically incapable of making the
request, the request from the individual will be considered
to exist if a prudent layperson observer would believe,
based upon the individual’s appearance or behavior, that
the individual needs examination or treatment for an
emergency medical condition.
However, to address the commenters who requested an
“obvious implied request standard” instead of the “prudent
layperson standard”, we believe the prudent layperson
standard is necessary for both presentments inside the
dedicated emergency department and elsewhere on hospital
property. We are concerned about the circumstance where
hospital staff observe the appearance or behavior of an
individual who clearly has an emergency medical condition,
but do nothing to provide treatment for that individual.
In addition, the term “prudent layperson” is
consistent with the Medicare and Medicaid programs, in
general. We believe it is appropriate and realistic to
utilize this objective standard in the EMTALA context as
well, because it reflects a standard for judging whether
the hospital should have acted--it does not shift control
of events to any particular individual layperson.
Comment: One commenter who supported the prudent
layperson standard suggested that the proposed regulatory
language at paragraphs (1) and (2) under the definition of
“comes to the emergency department” under §489.24(b) is too
broad and could encompass situations for which CMS did not
intend EMTALA to apply. The commenter recommended that CMS
modify the language in those paragraphs to state: “a
request on behalf of the individual will be considered to
exist if the individual is unable to make the request and a
prudent layperson observer would believe . . . .” The
commenter stated that an individual need not rely on the
prudent layperson observer if he or she is able to request
examination or treatment for himself or herself.
Another commenter requested that CMS limit application
of the prudent layperson language to circumstances where
the need for emergency services is clear and the individual
cannot make the request and there is no one to make the
request on behalf of the individual.
Response: We agree with the commenters that the
prudent layperson standard is to be relied upon only in
circumstances where the individual is unable to make the
request for examination or treatment of himself or herself.
However, we do not agree that a change in the regulatory
language is needed. We believe that our proposed
regulatory language in that section, which states: “In the
absence of such a request by or on behalf of the
individual, a request on behalf of the individual will be
considered to exist if a prudent layperson observer . . . ”
(emphasis added), encompasses any situation in which an
individual has come to the hospital and a prudent layperson
observer would believe the individual may have an emergency
medical condition and that the individual would request
examination or treatment if he or she were able to do so,
whether or not the individual is unaccompanied.
Comment: One commenter stated that hospital staff do
not want to be in the position of interpreting the “prudent
layperson” terminology. Another commenter was concerned
that some members of a hospital’s staff may not be “prudent
laypeople” who are in the position of determining whether
someone needs emergency care. For example, a hospital may
employ a disabled worker to provide basic yard services. A
third commenter stated that many hospitals use volunteers
to staff courtesy desks to assist patient families and
provide directions in and around the hospital. The
commenter was concerned that requesting volunteer hospital
staff to provide emergency care for individuals presenting
at the hospital outside of the dedicated emergency
department is “excessive.” The commenter stated that if
volunteers are assigned this responsibility, they may no
longer provide volunteer services and the hospital would
need to add paid staff, which would increase the cost of
care. The commenter added that these volunteers or other
staff would need training to comply with this new
definition and responsibility.
Response: Our rationale for the prudent layperson
standard is to determine whether an EMTALA obligation has
been triggered toward a particular individual. It is a
legal standard that would be used to determine whether
EMTALA was triggered--it is not meant for hospital staff,
including volunteers, to be “interpreting” the prudent
layperson standard. Rather, we foresee that in cases in
which hospital staff or other individuals at the hospital
have witnessed the behavior of the individual upon his or
her presentation to the hospital, the prudent layperson
standard will be applied to the facts (the appearance and
behavior of the presenting individual) to determine if
EMTALA had been triggered.
Comment: One commenter stated that EMTALA should
apply only in situations where the prudent layperson
believes the individual needs emergency examination or
treatment, and not simply examination or treatment at some
later date or time.
Response: We proposed the prudent layperson standard
to apply to presentments both inside and outside the
dedicated emergency department. Therefore, for
presentments inside the dedicated emergency department, the
proposed standard is that the prudent layperson observer
would believe, based on the individual’s appearance or
behavior, that the individual needs examination or
treatment for a medical condition. For presentments on
hospital property outside the dedicated emergency
department, the prudent layperson would believe the
individual needs examination or treatment for an emergency
medical condition. However, we do agree with the commenter
that the standard is that the prudent layperson would
believe that the individual needs the examination or
treatment at the time of the presentment (when the hospital
is on notice of the individual’s existence on hospital
property), and not at a later date or time.
Comment: One commenter describes a scenario where an
individual with a bad cough and wheezing visits a family
member in the dedicated emergency department. The
commenter believed that, even though the individual may
need examination or treatment, the hospital should have no
duty to offer or provide care unless that individual
actually asks for care. The commenter indicated that in
such a case it should not matter whether a prudent
layperson observer would believe that the individual needs
care.
Response: We agree with the commenter that the
prudent layperson standard should not be applied so broadly
as to mandate EMTALA screenings for individuals who are
fully capable of making a verbal request for examination or
for a medical condition, but elect not to do so. Inherent
in such a standard is not only the notion that the
individual’s appearance or behavior would lead a prudent
layperson observer to believe that the individual needs
examination or treatment for a medical condition, but a
belief by the prudent layperson that there has been no
verbal request only because the individual’s medical
condition, or some other factor beyond the individual’s
control, such as a language barrier, makes a verbal request
impossible. We are not revising the final rule based on
this commenter’s concern because we believe it is not
feasible to attempt to codify all of the various conditions
and circumstances under which a verbal request would not be
possible. However, we will keep this concern in mind as we
develop interpretative guidelines or other instructional
material for State surveyors.
3. Determination of "What May Be an Emergency Medical
Condition"
Comment: Several commenters did not agree with the
language used in the regulatory standard for EMTALA
applicability outside the dedicated emergency department
that the presenting individual requests examination or
treatment for what may be an emergency medical condition.
One commenter stated that the universe of conditions that
may be emergency medical conditions is extraordinarily
broad and recommended that this standard be clarified to
avoid unnecessary and excessive EMTALA obligations to
individuals presenting outside of dedicated emergency
departments. The commenter recommended that EMTALA is
triggered outside of the dedicated emergency department
only when the individual “requests examination or treatment
for what more likely than not is an emergency medical
condition.”
Response: When we proposed the “what may be an
emergency medical condition” language in the definition of
"come to the emergency department" at §489.24(b), we did so
to clarify that an emergency medical condition would not
actually have to exist upon examination of such an
individual presenting outside the dedicated emergency
department. Instead, the individual presenting (or the
prudent layperson observer) must believe he or she needs
emergency care. We do not believe it is necessary to adopt
the commenter's suggested clarifying language. We believe
we have provided sufficient explanation about "what may be
an emergency medical condition" both in our response above
and in the preamble to the proposed rule (67 FR 31473).
Comment: One commenter requested that CMS clarify
that the proposed standard language “such a request would
be considered to exist if the individual requests
examination or treatment for what the individual believes
to be an emergency condition” (67 FR 31473) (emphasis
added), is an objective standard. The commenter was
concerned about our enforcement of this standard;
specifically, the concern was that the determination as to
whether an EMTALA obligation has been triggered would hinge
on a subjective belief that an emergency medical condition
exists.
Response: EMTALA is triggered when there has been a
request for medical care inside the dedicated emergency
department or for emergency care on hospital property
outside the dedicated emergency department. The request
can only be made by or on behalf of the individual or the
request from the individual would be considered to exist if
a prudent layperson would believe the individual needs
emergency care. We believe this standard for when EMTALA
is triggered is based on objective criteria; that is, the
act of the individual or someone acting on his or her
behalf requesting medical care for what the individual
believes or what the person accompanying the individual
believes to be an emergency medical condition. It is also
objective when the prudent layperson standard is considered
in determining whether, based on the appearance, signs, and
symptoms of the individual presenting to the hospital, a
prudent layperson would believe that the individual has a
medical condition (in the dedicated emergency department)
or an emergency medical condition (in a nondedicated
emergency department).
4. Other Issues
Comment: One commenter requested that we clarify
that, although it may be appropriate for staff of the
dedicated emergency department to leave the department in
order to provide emergency medical treatment to an
individual who has presented on hospital property outside
the dedicated emergency department, it is not required that
an emergency department "physician" leave to respond and
provide treatment to an individual.
Response: Under these circumstances, EMTALA requires
that the hospital must provide treatment to the individual
within its capabilities; if the hospital lacks, for
instance, sufficient specific staff, the hospital should
must provide alternative means of treating such an
individual, within its capabilities, or provide an
appropriate transfer. Or if the hospital decides to send
other medical staff rather than physician staff to an
emergency patient who has presented on hospital property
outside the dedicated emergency department, that action is
within the hospital's discretion. CMS would look to see
what type of capabilities the hospital has in responding to
such emergency cases and whether the hospital responded
appropriately.
Comment: One commenter believed that having different
EMTALA policies based on which door of the hospital the
individual enters is fundamentally flawed and exacerbates
the confusion about when the EMTALA duty has been met. The
commenter requested that we simplify the issue by
delineating that EMTALA applies in any case of any
individual who comes to the dedicated emergency department
and for whom a request for emergency care is made, until
that individual is stabilized or admitted.
Another commenter found it confusing to have a
separate definition of dedicated emergency department. The
commenter stated that it is already well-established and
accepted that any individual who arrives anywhere on
hospital property, whether it is the emergency department
or a sidewalk within 250 yards of the main building and
requests care for a emergency medical condition triggers
EMTALA obligations for the hospital. Therefore, the
commenter added, it is immaterial whether or not an
individual presents to a “dedicated emergency department,"
since arrival anywhere on a hospital campus automatically
triggers EMTALA.
Response: As we explain in the discussion above
regarding clarification of the definition of “dedicated
emergency department,” and also in the proposed rule, there
has been much confusion on the applicability of EMTALA to
individuals who present for emergency care, but do not make
it to a hospital’s emergency department. We have stated
previously that an individual may not be denied emergency
services simply because a person failed to actually enter a
hospital’s emergency department. That is, under certain
conditions, an individual does not need to present at a
hospital’s emergency department in order to be protected by
EMTALA.
Thus, in clarifying our policy, it is necessary to
address where and under what conditions the individual is
presenting in order to determine whether EMTALA is
triggered. EMTALA is not triggered by a request for
physical therapy (that is, for a medical condition) at the
hospital’s on-campus physical therapy department. However,
EMTALA would be triggered by that same request inside a
hospital’s dedicated emergency department, since the
statute clearly states that requests for examination or
treatment of “medical conditions” at emergency departments
trigger EMTALA. By the same token, request for treatment of a gunshot wound at the on-campus radiology department
would also trigger EMTALA, since a gunshot wound is clearly
an “emergency medical condition."
We believe that, in making our clarification of
“dedicated emergency department,” we are assisting in
clarifying a hospital’s responsibilities under EMTALA to
screen and provide necessary stabilizing treatment to an
individual who comes to a hospital, presenting either at
its dedicated emergency department or elsewhere on hospital
property; that is, we are clarifying at what point EMTALA
is triggered. The “which door” concept is integral to this
analysis. An individual can "come to the emergency
department" under the statute creating an EMTALA obligation
on the part of the hospital, in one of two ways: The
individual can present at a hospital's dedicated emergency
department and request examination or treatment for a
medical condition; or the individual can present elsewhere
on hospital property (that is, at a location that is on
hospital property but is not part of a dedicated emergency
department), and request examination or treatment for an
emergency medical condition.
D. Provisions of the Final Rule
In summary, in consideration of the comments discussed
under this section, in this final rule, we are-
Adopting as final the proposed definition of
“hospital property” under §489.24(b) with one clarifying
editorial change concerning the language in the proposed definition
about “excluding other areas or structures that
are located within 250 yards of the hospital’s main
building.” We are removing the proposed phrase “located
within 250 yards of the hospital’s main building” because
the phrase is duplicative of the language in the definition
of “campus” at §413.65(b). “Campus” includes the 250 yards
concept in its definition; therefore, by referencing
§413.65(b) in the definition of “hospital property” under
EMTALA, we are already including the concept of 250 yards.
Adopting as final the proposed definition of
“patient” under §489.24(b), with a modification to reflect
the nonapplicability of EMTALA to an individual who has begun to receive outpatient services at an encounter at the
hospital other than an encounter that the hospital is
obligated by EMTALA to provide.
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