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Scope of EMTALA Applicability to Hospital Inpatients
(§489.24(d)(2))
Set forth is the text of the commentary to the final EMTALA regulations as published in the
September 9, 2003 Federal Register dealing with the scope of EMTALA applicability to
hospital inpatients. The final regulations can be viewed
here and are
effective November 10, 2003.
A. Background and Provisions of the Proposed Rule
While most issues regarding EMTALA arise in connection
with ambulatory patients, questions have occasionally been
raised about whether EMTALA applies to inpatients. In late
1998, the United States Supreme Court considered a case
(Roberts v. Galen of Virginia, 525 U.S. 249 (1999)) that
involved, in part, the question of whether EMTALA applies
to inpatients in a hospital. In the context of that case,
the United States Solicitor General advised the Supreme
Court that the Department of Health and Human Services
(DHHS) would develop a regulation clarifying its position
on that issue. After reviewing the issue in the light of
the EMTALA statute, in the May 9, 2002 proposed rule (67 FR
31475), we proposed that EMTALA would apply to admitted
emergency patients until they have been stabilized.
As we noted in the proposed rule, once a hospital has
incurred an EMTALA obligation with respect to an
individual, that obligation continues while the individual
remains at the hospital, so that any transfer to another
medical facility or discharge of the individual must be in
compliance with the rules restricting transfer until the
individual is stabilized under existing §489.24(d). In
these cases, we stated that the hospital continues to be
obligated under section 1867 of the Act, irrespective of
the inpatient admission, and that an individual's emergency
medical condition will be considered to have been
stabilized only when the criteria in §489.24(b) are met.
That is, the individual’s condition must be such that no
material deterioration of the condition is likely, within
reasonable medical probability, to result from or occur
during a transfer of the individual from the facility or,
if the patient is a pregnant woman who is having
contractions, that the woman has delivered the child and
the placenta. We believed that such a policy would provide
protections under the statute to those patient populations
that are most vulnerable--individuals who are experiencing
emergency medical conditions (including women in labor who
are admitted to the hospital).
In addition, we proposed to clarify in the proposed
rule that an individual who goes in and out of apparent
stability with sufficient rapidity or frequency would not
be considered “stabilized” within the meaning of §489.24;
transient stability of such an individual does not relieve
the hospital of its EMTALA obligation (67 FR 31475). We
proposed that such an individual would continue to be
covered by EMTALA until the individual's overall medical
stability with respect to all conditions is achieved.
Based on an analysis of the statute (sections
1867(b)(1)(A), (c)(2), and (e)(1) of the Act) and the
legislative history (131 Cong. Rec. 28.587 and 28.588
(1985) and H.R. Rept. No. 241 (I)(1985), reprinted in 1986
U.S.C.C.A.N. 579, 605.), we explained why we believed that
EMTALA continued to apply to admitted emergency patients
until they have been stabilized or appropriately
transferred.
For a detailed discussion of the proposed policy on
the applicability of EMTALA to admitted patients with
unstabilized emergency medical conditions, see the preamble
to the May 9, 2002 proposed rule at 67 FR 31475.
In addition, except for the limited circumstances
described above, we proposed to clarify that EMTALA does
not apply to nonemergency hospital inpatients. Most
hospital admissions do not consist of emergency cases. In
most cases, an individual who comes to the hospital and
requests admission does so to obtain elective
(nonemergency) diagnosis or treatment for a medical
condition. We noted that once a hospital admits an
individual as a patient, that hospital has a variety of
other legal, licensing, and professional obligations with
respect to the continued proper care and treatment of such
patients.
We proposed to redesignate paragraph (c) of §489.24 as
paragraph (d), and include stabilization requirements under
a new proposed §489.2(d)(2). (Proposed redesignated
paragraph (d) was proposed to be revised further as
explained in section V.K.9.b. of the preamble of the
May 9, 2002 proposed rule (67 FR 31456).) In addition, we
proposed to include the requirements for nonapplicability
of EMTALA to nonemergency hospital inpatients under
proposed redesignated §489.24(d)(2).
B. Summary of Public Comments and Departmental Responses
1. Applicability of EMTALA to Inpatients
Comment: Many commenters expressed concern about our
clarification in the proposed rule on the applicability of
EMTALA to hospital inpatients. Some commenters agreed with
the entirety of the CMS proposed policy that a hospital’s
EMTALA stabilization and transfer obligations should
continue to apply to an admitted emergency patient. One
commenter stated that “this clarification will allow
hospitals to find an endpoint to their EMTALA obligations,
specifically when the patient’s emergency [medical]
condition is stabilized.”
However, many commenters expressed the view that
EMTALA should not apply to any inpatient, even one who was
admitted through the dedicated emergency department and for
whom the hospital had incurred an EMTALA obligation to
stabilize. Several commenters noted that hospitals have
extensive CoPs responsibilities with respect to inpatients
or State tort law obligations, and argued that the
hospital’s assumption of responsibility for the
individual’s care on an inpatient basis should be deemed to
meet the hospital’s obligation under EMTALA. Many
commenters recommended that the regulations be revised to
state that a hospital’s EMTALA obligation may be met by
admitting an individual as an inpatient.
Two commenters stated that CMS has "no evidence there
is a current problem" for the dumping of inpatients with
emergency medical conditions. Therefore, the commenters
believed EMTALA applicability should end upon inpatient
admission.
One commenter (a group of neurosurgeons and
neurologists) believed that EMTALA was not intended to
apply to an inpatient admitted through the dedicated
emergency department. Several commenters cited the recent
ruling by the Court of Appeals for the Ninth Circuit in
Bryant v. Adventist Health System (289 F.3d 1162 (9th Cir.
2002)) that EMTALA generally ceases to apply once an
individual is admitted for inpatient care; these commenters
believed we should adopt the opinion for the national
policy.
Response: In attempting to resolve the issue about
EMTALA applicability to admitted emergency patients, we
were assisted by referring to cases in which the courts
have had to address the same issue. In several instances,
the courts concluded that a hospital's obligations under
EMTALA end at the time that a hospital admits an individual
to the facility as an inpatient. See Bryan v. Rectors and
Visitors of the University of Virginia, 95 F.3d 349 (4th
Cir. 1996); Bryant v. Adventist Health Systems/West, 289
F.3d 1162 (9th Cir. 2002); and Harry v. Marchant, 291 F.3d
767 (11th Cir. 2002). In reaching this result, the courts
focused on the definition of "to stabilize" set out in the
statute at section 1867(e)(3)(A) of the Act. In this
definition, the Congress defined this concept by
specifically linking the hospital's obligation to provide
stabilizing treatment to individuals presenting with
emergency medical conditions to the context in which the
services are provided.
In particular, the courts found that the statute
requires that stabilizing care must be provided in a way
that avoids material deterioration of an individual's
medical condition if the individual is being transferred
from the facility. The courts gave great weight to the
fact that hospitals have a discrete obligation to stabilize
the condition of an individual when moving that individual
out of the hospital to either another facility or to his or
her home as part of the discharge process. Thus, should a
hospital determine that it would be better to admit the
individual as an inpatient, such a decision would not
result in either a transfer or a discharge, and,
consequently, the hospital would not have an obligation to
stabilize under EMTALA. The courts have generally
acknowledged that this limitation on the scope of the
stabilization requirement does not protect hospitals from
challenges to the decisions they make about patient care;
only that redress may lie outside EMTALA. For example, a
hospital may face liability for negligent behavior that
results in harm to persons it treat after they are admitted
as inpatients, but such potential liability would flow from
medical malpractice principles, not from the hospital's
obligations under EMTALA.
As many courts have ruled, EMTALA does not purport to
establish a medical malpractice cause of action nor
establish a national standard of care. In our view, apart
from the possible malpractice implications redressable
outside the statute, hospitals that fail to meet their
obligations to provide quality care to inpatients may also
face consequences affecting their Medicare certification
under the applicable CoPs at 42 CFR Part 482. We discuss
these CoPs and the process by which we enforce compliance
with these CoPs in greater detail in section XIII. of this
preamble. In a January 24, 2003 final rule (68 FR 3435),
we explained that if our surveyors discover noncompliance
with the hospital CoPs, "the hospital will be scheduled for
termination from the Medicare and Medicaid programs."
Thus, for hospital CoPs violations, as well as for EMTALA
violations (compliance with which is a Medicare
participation requirement), hospitals face the extreme
sanction of termination from the Medicare program.
As a result of these court cases, and because we
believe that existing hospital CoPs provide adequate, and
in some cases, superior protection to patients, we are
interpreting hospital obligations under EMTALA as ending
once the individuals are admitted to the hospital inpatient
care. As an example of a case in which the hospital CoPs
provide protection superior to that mandated by EMTALA, the
discharge planning CoP in 42 CFR 482.43 includes specific
procedural requirements that must be satisfied to show that
there has been adequate consideration given to a patient's
needs for post-discharge care. EMTALA does not include
such specific requirements.
We believe that, as the agency charged with
enforcement of EMTALA, it is appropriate to pay deference
to the numerous Federal courts of appeal that have decided
upon this issue. Although the decisions of the courts in
these EMTALA private right of action cases are not
necessarily binding for our enforcement purposes, we do
believe that consistent judicial interpretation of this
matter, when combined with the many comments received on
this matter, dictate the policy that we articulating in
this final rule.
Moreover, given the numerous hospital CoPs that
protect inpatients, as well as patients' rights under State
law, we believe that patients are sufficiently protected
under our policy as we have articulated it in this final
rule. However, a hospital cannot escape liability under
EMTALA by ostensibly “admitting” a patient, with no
intention of treating the patient, and then inappropriately
transferring or discharging the patient without having met
the stabilization requirement. If it is discovered upon
investigation of a specific situation that a hospital did
not admit an individual in good faith with the intention of
providing treatment (that is, the hospital used the
inpatient admission as a means to avoid EMTALA
requirements), then liability under EMTALA may attach.
2. Definition of Stability,
Comment: One commenter took issue with our proposed
regulatory language on when EMTALA ends for hospital
inpatients at §489.24(d)(2)(ii), which states:
"If a hospital admits an individual with an unstable
emergency medical condition for stabilizing treatment, as
an inpatient, stabilizes that individual’s emergency
medical condition, and this period of stability is
documented by relevant clinical data in the individual’s
medical record, the hospital has satisfied its special
responsibilities under this section with respect to that
individual. If the patient is stable for a transfer of the
type usually undertaken with respect to patients having the
same medical conditions, the hospital’s special
responsibilities under this section are satisfied . . . ."
The commenter believed the proposed standard, “stable
for a transfer of the type usually undertaken with respect
to patients having the same medical conditions,” could
undermine both patient safety and the EMTALA statute if
hospitals only document that a patient is as stable as
similarly situated patients for an appropriate transfer.
The commenter requested that the final rule specify that
the hospital may satisfy its EMTALA obligations to an
admitted patient only by documenting that it has provided
stabilizing treatment to the point that the emergency
medical condition has been resolved.
Response: As stated earlier in this section of the
preamble, in this final rule we have decided not to
interpret EMTALA as requiring hospitals to continue to
provide stabilizing treatment (as that term is understood
under EMTALA) to individuals once the individuals are
admitted in good faith to the hospital for inpatient care.
Therefore, the above comment on documenting stability for
inpatients is no longer an issue that we need to address in
the inpatient setting. However, as we have also stated
above, a hospital that admits patients but do not so do ingood faith may face consequences under both EMTALA and the
applicable Medicare CoPs.
Comment: Many commenters asked for clarification of
when, how, and if EMTALA applies to transfers from the
inpatient care setting (when the individual has not yet
been stabilized) to another acute care hospital. In
addition, many commenters asked for clarification of the
issue of “stability” in the inpatient setting. On the one
hand, the commenters stated, we have stated that if the
admitted emergency patient could have been transferred as
“stable” under the statute, the hospital has satisfied its
EMTALA obligation by meeting the statutory requirement of
providing stabilizing treatment to the point of stability
for transfer, and the hospital’s obligation under EMTALA
ends (67 FR 31476). However, some commenters pointed out
that the statute appears to support a “stable for
discharge” standard to end the EMTALA obligation.
Another commenter recommended that we clarify that a
hospital inpatient may be stable for transfer or stable for
discharge for purposes of EMTALA.
One commenter stated that because of possible
confusion on the part of the emergency department staff of
what constitutes "stable" under the EMTALA regulations in
the inpatient setting, many patients may be identified as
stable who are technically medically unstable. The
commenter recommended that CMS clarify who the reasonable
parties are, to determine whether a patient is stable and
can be transported to provide the best outcome for that
patient.
Another commenter requested that CMS clarify that once
an inpatient has been stabilized for discharge, EMTALA no
longer applies, even if the patient requires followup care.
The commenter requested guidance on whether, for example,
the fact that a patient who is being discharged will
eventually need to receive a cast or risk further injury
influences the point of stabilization for EMTALA purposes.
One commenter recommended that CMS clarify the EMTALA
followup care requirements, for "stable for discharge,"
until the individual's emergency medical condition is
resolved. The commenter suggested that the hospital merely
be required to present the individual with a plan for
followup care, listing, for example, names of physicians
who are qualified to provide the individual's care or who
are on the individual's health care plan.
Response: As noted earlier, we are clarifying in this
final rule that EMTALA does not apply to individuals who
have been admitted in good faith to inpatient sections of
the hospital, regardless of whether the individuals are
experiencing emergency medical conditions. Therefore,
transfer and stability issues for that individual, once he
or she is admitted, would be governed by the Medicare
hospital CoPs, State law, and professional considerations,
not EMTALA requirements. Regarding the situation of an
outpatient who is being released from the hospital but is
expected to need followup care at a later time, we note
that the EMTALA definition of "to stabilize" requires only
that such medical treatment of the condition be provided as
may be necessary to assure, within reasonable medical
probability, that no material deterioration of the
individual's condition is likely to result from the
transfer (including discharge) of the individual from the
facility. Thus, a hospital clearly may stabilize an
individual, thereby satisfying its EMTALA obligation to
that individual, even though followup care may be needed.
Comment: One commenter asked us to clarify the
preamble language at 67 FR 31475 that discusses the
provision that a hospital inpatient admitted with an
unstabilized emergency medical condition who goes in and
out of apparent stability with sufficient rapidity or
frequency would not be considered “stabilized” within the
meaning of §489.24. The commenter requested clarification
of the term “medically stable”; that is, whether “stable”
in this context refers to the medical definition of
“stable.”
Response: Again, because we are clarifying in this
final rule that, except in limited circumstances, EMTALA
does not apply to hospital inpatients, the comment above on
stability as an inpatient is not relevant for purposes of
EMTALA.
Comment: Several commenters asked us to clarify that
EMTALA would not apply to inpatients who are stable but who
are scheduled for inpatient surgery for an emergency
medical condition, such as patients who need an angiogram
or bypass surgery, after seeing their physician for chest
pain. One commenter requested clarification on the issue
of individuals directly admitted to the hospital for an
emergency medical condition, for example, appendicitis,
although the individual is not seeking emergency services
from the hospital.
Response: As we have clarified above, once an
individual has been admitted as an inpatient (including
individuals who have been directly admitted as inpatients
upon presentation to the hospital), EMTALA no longer
applies, except in the limited circumstances discussed
above concerning admissions not made in good faith.
3. Logs on EMTALA Patients
Comment: One commenter who supported our proposed
policy on the applicability of EMTALA to admitted emergency
patients asked whether the hospital inpatient departments
would be required to post signs specifying the EMTALA
rights of patients and keep a log of patients who are still
covered by EMTALA. The commenter also asked whether the
inpatient departments would be required to have EMTALA
policy and procedure manuals.
Response: Because we have decided in this final rule
that EMTALA does not apply to individuals who are admitted
as inpatients in good faith, the comment above concerning
the posting of signs, maintenance of logs on inpatients
covered by EMTALA, and policies and procedures for EMTALA
purposes as described by the commenter will not be
required.
4. Other Issues
Comment: One commenter believed that the CMS proposed
approach of EMTALA nonapplicability to admitted elective
inpatients is inappropriate. The commenter gave several
reasons for this belief: Every court in the United States
that has considered the issue of hospital obligation has
concluded that EMTALA application commenced when the
hospital or its agents “became aware” that the individual
had an emergency medical condition or was unstable as
provided by the law; the U.S. Supreme Court case in Roberts
v. Galen of Virginia, 525 U.S. 249 (1999) specifically
stated that the obligations to stabilize, provide
additional care or provide an appropriate transfer, or
both, are completely unrelated to whether or not the
patient came to the emergency department under section
1867(a) of the Act; and Lopez-Soto v. Hawayek, 175 F.3d 170
(1st Cir. 1999), interpreted the Roberts case and addressed
and rejected the arguments made by CMS in support of the
CMS interpretation of the law and held that once the
patient was in the hospital, EMTALA attached when the
hospital or doctor knew of the unstable condition.
Response: We disagree with the commenter. After
reviewing the EMTALA statute and its legislative history,
we find no indication that Congress intended EMTALA to
apply to hospital inpatients. To the contrary, the
legislative history makes several references to individuals
who were denied emergency medical care at hospital
emergency rooms, but we find no references to similar
problems faced by hospital inpatients. (See H.R. Rept.
No. 99-241 (I), at 27 (1985), reprinted in 1986
U.S.C.C.A.N. 579, 605.) Therefore, we believe that
Congress intended for EMTALA to address the issue of
inadequate emergency care for individuals who presented
with emergency medical conditions seeking such care from
hospital emergency departments. Moreover, while we are not
bound by judicial precedent in cases in which we were not a
party, we are familiar with the Roberts v. Galen, 525 U.S.
249 (199), and Lopez-Soto v. Hawayek, 175 F.3d 170 (1st Cir.
1999) cases and believe that they do not pose any barrier
to the position we are taking in this rule.
In Roberts, the Court addressed the issue of whether
an individual must prove that a hospital acted with an
improper motive in failing to stabilize that individual and
concluded that the stabilization provision found in the
Social Security Act at section 1867(b)(1) contained no such
requirement. The Court did not address the issue of when a
hospital’s EMTALA obligation to stabilize an individual
ends. However, the Lopez-Soto case did address the
stabilization issue, and in that case the court concluded
that a hospital has an obligation to stabilize an
individual with an emergency medical condition before
arranging a transfer of that person to another facility,
regardless of whether the individual presented to the
emergency department with the emergency medical condition
or elsewhere at the hospital.
Because the court in Lopez-Soto was not clear about
the inpatient status of the individual, a baby, it is not
clear to us whether this decision is necessarily
inconsistent with the view of the statute we are taking in
this final rule. For example, if the baby in Lopez-Soto
was not an inpatient at the time it presented with an
emergency medical condition, then we would agree that the
hospital, under this final rule, would be obligated to
respond to the baby’s condition as if it had been initially
presented to the hospital’s emergency department. On the
other hand, if the baby were, in fact, an inpatient at the
time the emergency first presented itself to hospital
staff, the court’s holding would be inconsistent with the
views adopted in this final rule, and, to this extent, we
would disagree with the court’s conclusion. As we have
explained elsewhere in this preamble, we believe such a
conclusion oversteps the requirement of the statute that
limits its scope to individuals who have presented
themselves to a hospital prior to the time they become an
inpatient of that facility. However, this is not to say
that hospitals are without patient obligations in these
cases. Hospitals clearly owe a duty to inpatients, but
those obligations derive from the Medicare hospital CoPs at
section 1861(e) of the Act and the implementing regulations
at 42 CFR Part 482, not from EMTALA. In addition, as we
have stated, if it is discovered upon investigation of a
specific situation that a hospital did not admit an
individual in good faith with the intention of providing
treatment, but instead used the inpatient admission merely
as a means to avoid EMTALA requirements, then liability
under EMTALA may attach.
Comment: One commenter who did not support our
proposed policy on the nonapplicability of EMTALA to
admitted elective patients requested that we clarify the
EMTALA obligations to such individuals who experience an
emergency after being admitted to the hospital.
Specifically, the commenter was concerned about the
transfer of such an unstable individual to a hospital that
has special capabilities to treat the individual.
Response: Since EMTALA is not triggered for admitted
elective patients who experience an emergency during the
inpatient admission, (except in limited circumstances), the
EMTALA transfer requirements would not apply to the
transfer of such an individual to another hospital.
Comment: One commenter stated that our language in
the preamble that discusses the applicability of EMTALA to
“admitted emergency patients” (67 FR 31476) appears to
apply only to patients admitted via the emergency
department, whereas the language in the proposed regulatory
text at §489.24(d)(2)(ii) states that EMTALA applies to
inpatient care “if a hospital admits an individual with
unstable emergency medical condition for stabilizing
treatment.” The commenter requested us to clarify whether
EMTALA applies in the inpatient setting but only to an
individual admitted via the dedicated emergency department
or whether it applies to any individual who has an
emergency medical condition.
Response: As stated earlier, our decision in this
final rule is that EMTALA no longer applies to any
individual who is admitted as an inpatient (except in
limited circumstances of circumvention.)
Comment: One commenter recommended that the
definition of “inpatient” for purposes of EMTALA would
specifically include patients who have been admitted to the
hospital but, due to bed availability, are being “boarded”
and physically located in the dedicated emergency
department.
Another commenter asked us to clarify whether EMTALA
would apply to the stabilization of individuals with
emergency medical conditions while awaiting admission in
the dedicated emergency department or to an unstable
patient who is being “held” or “boarded” in the operating
room or angiography suite prior to movement to an inpatient
bed.
Response: As we have stated, EMTALA applies to an
individual who presents to the hospital with an emergency
medical condition. If such a condition is found when the
individual is screened, the hospital must provide
stabilizing treatment, even if the individual is awaiting
admission in the dedicated emergency department. Once the
individual has been stabilized, the EMTALA obligations end.
In response to the issue about the definition of
"inpatient" for purposes of EMTALA, we are revising our
proposed definition of "patient" under §489.24(b) that
specified that an inpatient is one who is "receiving
inpatient hospital services as defined in §409.10(b)."
Upon further consideration, we believe it would be more
helpful to adopt the definition of "inpatient" from
Section 210 of the Medicare Hospital Manual (CMS
Publication Number 10 (1989)), which is a well-utilized
definition in the Medicare program for purposes of Medicare
payment. Under that section, an "inpatient is a person who
has been admitted to a hospital for bed occupancy for
purposes of receiving inpatient hospital services.
Generally a person is considered an inpatient if formally
admitted as an inpatient with the expectation that he [or
she] will remain at least overnight and occupy a bed even
though it later develops that he [or she] can be discharged
or transferred to another hospital and does not actually
use a hospital bed overnight.” We believe adopting such a
definition for EMTALA purposes would provide further
guidance in determining who is an inpatient.
To respond specifically to the commenter, individuals
who are "boarded" and admitted in the dedicated emergency
department would be determined to be inpatients for
purposes of EMTALA if, generally, they have been admitted
by the hospital with the expectation that they will remain
at least overnight and occupy beds in the hospital. We
believe such an expectation would be documented based on
the information in the individual's medical record.
Comment: One commenter compared the proposed
regulatory language regarding the application of EMTALA to
inpatients in proposed §489.24(d)(2)(i) to the language in
proposed §489.24(d)(2)(ii). The commenter stated that
although paragraph (d)(2)(i) requires the hospital to have
found the emergency medical condition and have actual
knowledge that the condition exists, before it can incur a
duty to stabilize under EMTALA, paragraph (d)(2)(ii) does
not require that the hospital be aware that the individual
had an emergency medical condition at the time of
admission.
Response: Proposed §489.24(d)(2) was based on the
proposed policy that EMTALA applied to an individual who
was admitted as an inpatient. In this final rule, we are
revising our policy to state that EMTALA obligations end
toward an individual upon inpatient admission, regardless
of the stability of the individual (except in limited
circumstances of circumvention). Because we are revising
the regulation text to reflect this revised policy, the
above comment on proposed §489.24(d)(2) is no longer
relevant.
Comment: One commenter suggested that the final rule
should clarify the application of the psychiatric specific
definitions of “stable for transfer” and “stable for
discharge” in the State Operations Manual.
Response: In the 1998 State Operations Manual at Tag
A407 on page V-9, we state: “for purposes of transferring
a patient from one facility to a second facility for
psychiatric conditions, the patient is considered to be
stable when he/she is protected and prevented from injuring
himself/herself or others. For purposes of discharging a
patient (other than for the purpose of transfer from one
facility to a second facility), for psychiatric conditions,
the patient is considered to be stable when he/she is no
longer considered to be a threat to him/herself or to
others.” However, we note that, generally, psychiatric
patients with emergency medical conditions are treated no
differently for purposes of EMTALA than any other
individual who presents to the hospital with an emergency
medical condition. We intend to address the issue of
treatment of individuals with psychiatric conditions for
purposes of EMTALA in future operating instructions for our
State surveyors.
Comment: The commenter also suggested that the final
rule clarify that any retrospective review of a physician’s
determination that an individual is stable will only be
based upon the information and clinical data readily
available at the time of such determination.
Response: We will keep in mind the commenter's
suggestion about retrospective review when we develop
future operating instructions for our State surveyors. In
addition, the commenter has stated our current position as
specified in the 1998 State Operations Manual, page V-9:
“the purpose of the professional medical review (physician
review) is to provide peer review using information
available to the hospital at the time the alleged violation
took place.”
Comment: One commenter asked for clarification on the
point of whether EMTALA should apply when an ambulance
delivers an individual through the dedicated emergency
department as a direct admit.
Response: As we have clarified above, whenever there
is a direct admission of a particular individual as an
inpatient, EMTALA no longer applies.
C. Provisions of the Final Rule
In this final rule, we are adopting as final the
proposed definition of “patient” under §489.24(b) with
modifications. We are further clarifying what
“outpatients” are not subject to the EMTALA obligations.
We also are providing that a hospital's obligations
under EMTALA end once an individual is admitted for
inpatient care. As explained above, we believe that this
is the appropriate policy because existing hospital CoPs
provide adequate, and in some cases, superior protection to
inpatients. (See section XIII. of this preamble for a
detailed discussion of regarding the hospital CoPs). In
addition, numerous courts have held that EMTALA obligations
end upon inpatient admission. At least two courts ruled on
the identical issue after we published our May 9, 2002
proposed rule.
We also are adding language to adopt our established
definition of "inpatient" in section 210 of the Medicare
Hospital Manual (CMS Publication No. 10) who are also not
subject to the EMTALA obligations. In addition, we are
adopting as final the proposed §489.24(d)(2) with
modifications. We are clarifying that a hospital is
required to provide care to its inpatients in accordance
with the Medicare hospital CoPs.
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