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Homeland Security: Implications for
Local Governments
May/June 2003
By: Maria J. Armstrong
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Governmental entities have always been concerned
with the safety of their citizens and the security of their
buildings. In the past few years, however, security
issues have been pushed to the forefront, and public
officials at all levels have scrambled to respond to the
ever growing need for additional security. While the
most visible increases in security have occurred around
national landmarks and prominent federal buildings,
no building is immune from a potential terrorist attack.
Federal, state, and local governments have responded
to the demand for increased security by implementing
a number of measures to protect the public from
terrorist attacks.
On 10-8-01, President Bush established the United
States Department of Homeland Security to coordinate
and assist with security efforts at all levels of
government. Under the guidance of the Department of
Homeland Security, a number of task forces, private
and public oversight commissions, and multi-agency
committees were formed to study and make
recommendations in a great variety of areas. As we
approach the two-year anniversary of the September
11th attacks, those groups have started to issue their
findings and recommendations for improvement in
national security. While many of those recommendations
are specific to federal government, some can provide
valuable guidance to local governments as well. Perhaps
even more valuable are the financial resources available
to local governments to defray the enormous cost of
added security. While funding is limited, state and
federal dollars are starting to make their way to local
governments. This article provides a brief overview of
available financial resources and technical information.
Security Recommendations for
Public Buildings
A primary focus of many homeland security
commissions and interagency work groups has been to
assure the integrity and safety of our buildings from
terrorist attack. Numerous public agencies and private
industry representatives have collaborated to study
building design, construction materials, and
construction practices to issue recommendations and
guidelines for future construction standards. In many
cases, the recommendations focus on federal buildings,
high-rise construction, or national landmarks, and
contemplate a very high level of security, which may
not be necessary or cost-effective for a municipal or
township building.
Some recommendations, however, involve design
features or construction standards that increase
security without adding significant cost, especially if
security concerns are considered at the beginning of a
construction or renovation project. Cities and villages
preparing for new construction or renovation should
work with their architects, engineers and other
construction professionals to understand the new
techniques being used and incorporate whatever
security measures are necessary and feasible.
Numerous work groups continue to study various
aspects of building design and safety and will be issuing
their reports in the near future. Some of the more
recently issued reports include guidance for HVAC
systems, federal security design, and recommendations
for lobbies and entryways. Following is a brief summary
of those studies, focusing on the more cost-effective and
practical recommendations.
HVAC Systems. The U.S. Department of Health and
Human Services and the Center for Disease Control,
through the National Institute for Occupational Safety
and Health, formed an interagency work group to
study building vulnerability to chemical, biological, or
radiological terrorism. In May 2002, the work group
published Guidance for Filtration and Air Cleaning
Systems to Protect Building Environments from Airborne
Chemical, Biological, or Radiological Attacks; DHHS
(NIOSH) Pub. No. 2002-139. The publication covers
immediate preventive measures that building owners
can take to protect indoor air quality, and includes
considerations for new construction or renovation
of public buildings.
The work group stresses that understanding the
existing HVAC equipment and the specifications of any
new equipment is critical. Building owners should be
familiar with the mechanical condition of the equipment,
efficiency of filtration systems, connections and controls
of dampers, placement of return ducts, grilles and
registers, the system’s response to manual fire alarms or
fire-suppression systems, air flow through the entire
building, and location of outdoor structures, such as air
louvers and mechanical equipment.
For new construction or renovation projects, or when
replacing or updating the HVAC system, building
owners should consider security, as well as cost
efficiency, when choosing an HVAC system. Cost effective
design features, such as placing outdoor
intakes higher, locating cold air returns in inaccessible
areas, securing control panels, and restricting access to
mechanicals, could deter an attack on the building.
Design Facilities Standards. The United States
General Services Administration (GSA) issues design
and construction standards for the construction of
federal buildings. Included in the design manual are
federal security guidelines that include detailed
requirements for design and building materials
depending on the level of security needed. Many of
these guidelines involve measures that are neither
necessary nor feasible in most buildings. However,
the recommendations also include suggestions which,
when considered at the beginning of a renovation or
new construction project, can be low cost or no cost
alternatives to make any building safer.
For example, when siting a new building, building
owners should consider creating a perimeter around
the building that can be monitored or fenced, if needed,
and does not create natural hiding spots. Traffic
patterns, parking lot visibility, and structures on
adjacent lots should also be considered. In so far as
possible, public areas, like restrooms, service areas,
loading docks and mail rooms, should either be within
the secured area of the building or sufficiently
separated from utility mains, fire suppression and
detection systems, fuel storage areas, elevator shafts or
stairwells, and other critical building systems. Utility
lines should be buried or encased, and all mechanical
systems should be protected by placing the equipment
and control panels out of easy reach. Finally, the
design of stairwells, lobbies, entryways and other
common areas should be carefully planned to allow
for quick and efficient egress in case of emergency.
Lobbies and Entryways. Balancing the need for greater
security with the comfort of employees and visitors is
often a difficult task. Adding increased security
measures generally involves greater inconvenience for
visitors and employees. While much of this
inconvenience is understood, and even welcomed,
building owners can minimize inconvenience and
still create a safer and more pleasant atmosphere.
The federal government, federal building managers,
and private sector design professionals collaborated to
study numerous building entryways and make
recommendations for safer, more welcoming entryways.
The result was First Impressions, a publication listing a
number of low cost recommendations to create a more
appealing lobby, while still accommodating security
needs. First Impressions grouped its recommendations
into five general categories:
Minimize clutter by removing non-critical
signage, using uniform bulletin boards for
announcements, and moving freestanding
items, such as wastebaskets and easels, to a
separate area.
Consolidate functions to best accommodate the
critical functions of the building. Vending
machines, ATMs, copying equipment, and other
similar equipment should be removed,
downsized, or grouped together to present a
cleaner, more professional lobby.
Signs used in the lobby and any barriers or
directions related to security should be uniform
and neat in appearance.
Streamline security by removing tables at the end
of the security line, limiting signs on equipment,
or moving security equipment to a less obtrusive
or more efficient place in the lobby.
Transform the image of the building by adding
architectural sign elements, improving interior
and exterior lighting, enhancing landscaping and
entranceways, and modernizing furnishings,
elevator finishes, floor and wall space.
Funding
Heightened threat levels and demands for increased
security have impacted government budgets, no matter
how large or small the community served. Local
government budgets are stretched thin, and most local
leaders are concerned about their ability to continue
meeting increased security demands without
additional financial assistance. Federal assistance is
starting to trickle down to local governments, and
although federal grants generally reimburse for a
fraction of the money expended by local governments
on security measures, money is available to defray at
least a part of the Homeland Security costs incurred by
local governments. Following is a brief description of a
few of those funding sources.
Police Overtime Grants. Funds are available to
reimburse local governments for overtime payments to
police officers through the Homeland Security
Overtime Program administered by the U.S.
Department of Justice. The Community Oriented
Policing Services (COPS) provides grant money for
numerous local policing initiatives, including
reimbursement for overtime costs associated with
heightened threat levels. More information about
COPS, including grant applications and deadlines.
EMS Grants. The State of Ohio Security Task Force is
the central agency tapped with the duty of
coordinating homeland security issues in the state and
serves as a resource for available Homeland Security
funds. A complete list of grants available through the
Security Task Force, application processes, grant
guidelines, significant events and other useful federal
links can be found on the Ohio
Department of Public Safety website; included on this list
are several sources of grant money available for
emergency services needs. Local governments can
apply for grants to offset the costs of bio-chemical first
responder kits, training and equipment, injury
prevention and trauma research, and incident reporting
computer needs.
Health Department Grants. The Ohio Department of
Health distributes federal Homeland Security dollars
through grants to address bioterrorism and other
infectious disease threats through the county health
departments.
Ohio Emergency Management Agency Grants. The
State of Ohio Emergency Management Agency is
currently distributing a $17.5 million U.S. Department
of Homeland Security grant to be used by local
agencies. County emergency management advisory
teams have been asked to submit their plans for
exercises, training, and equipment to the Ohio EMA,
which will then submit proposals to the Department of
Homeland Security for approval. The State of Ohio has
also applied for an additional $46.3 million grant to
help reimburse costs associated with critical
infrastructure protection, equipping and training
public safety forces, planning for emergencies and
exercising contingency plans.
Firefighter Grants. On 6-12-03, the Department of
Homeland Security announced the first of $750 million
in grants issued under the 2003 Assistance to
Firefighter Grant program. Grant money is awarded
to local fire departments for equipment, health and
safety programs, and emergency medical services,
fire prevention, or safety programs.
Urban Areas Allocations. The Department of
Homeland Security recently announced a $700 million
allocation for the protection of urban areas and critical
infrastructure, $500 million of which will be distributed
to individual cities via states. Criteria for funding
include the city’s metropolitan-area population, the
existence of critical infrastructure serving the city as
well as extended areas, and the relative threat of attack.
Cincinnati and Cleveland are the only two cities in
Ohio to be given federal funding out of this initial
allocation. Other large urban areas may be eligible for
this type of funding in the future.
Ohio Community Service Council Grants. The Ohio
Community Service Council recently received $450,000
to recruit volunteers for local efforts to develop disaster
response plans, expand Neighborhood and Watch and
Citizen emergency response teams, establish medical
reserve corps, train youth to cope with disasters,
disperse information on bioterrorism and assist radio
operators and volunteer pilots to respond to disasters.
The Council will initiate state and local partnerships
with the Ohio Emergency Management Agency, the
Ohio Volunteer Center Association and the Ohio
Retired and Senior Volunteer Program Directors
Association to improve the volunteer needs of local
emergency systems.
In addition, the Council is currently accepting
applications for grants in the areas of public safety,
public health, and disaster preparedness related to
homeland security. Ten to 15 grants will be awarded to
programs around the country by the Corporation for
National and Community Service.
Conclusion
In the wake of the September 11th attacks, local, state
and federal governments have maintained a constant
and concerted effort to enhance national security,
implement numerous new initiatives, and launch
various efforts to study terrorist threats and make
recommendations for the future. Local governments
have been at the forefront of efforts for enhanced
security and safety and will continue to be called upon.
The costs have been enormous, but recommendations
are now starting to be issued and implemented.
New information and guidelines are being issued at a
rapid pace as we learn more and more about the ways
to prevent terrorism or minimize its damaging impacts.
New grants and funding streams are also being
announced regularly. Despite the attempts to create a
single umbrella agency at both the state and federal
levels to coordinate security efforts, information still
comes from a variety of sources, making it challenging
to identify each pertinent recommendation or
monetary grant available. While it is difficult to keep
informed about all of the developments in this rapidly
growing area, local governments must diligently
continue to review significant recommendations and
monitor grant announcements.
Reprinted from Finley’s Ohio Municipal Service, with the permission of the
publisher and copyright owner, West Group.
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