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Securities Litigation & FINRA Arbitration

Bricker & Eckler represents broker-dealers, registered representatives and financial institutions in a broad range of customer and industry disputes. This includes litigation in state and federal trial and appellate courts throughout Ohio and arbitrations across the country before the Financial Industry Regulatory Authority (FINRA). These services are particularly valuable for companies who are member firms of FINRA engaged in the sale of regulated products, including variable annuities and variable life insurance products. 

Our attorneys litigate individual and class...

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Types of Clients We Represent

  • Broker-dealers
  • Financial institutions
  • Foreign and domestic insurers
  • Investment advisors
  • Investment product providers
  • Registered representatives
  • State and national trade associations of insurers
  • Thrifts

Other Resources