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    Thursday, August 20, 2015
    Midwest Financial Services Regulatory and Compliance Conference

    The Midwest Financial Services Regulatory and Compliance Conference is currently SOLD OUT. If you would like to be added to a waiting list, please contact Traci Graham at 614.227.4941 or tgraham@bricker.com.

    Bricker & Eckler and INCompliance are proud to present a one-day conference on the most critical regulatory, compliance and litigation issues facing the consumer financial services industry.

    Representatives from the Consumer Financial Protection Bureau, the U.S. Senate, the Mortgage Bankers Association, the Ohio Department of Commerce, Division of Financial Institutions and other industry leaders will be in attendance to discuss current regulatory and compliance issues pertaining to mortgage lending and other consumer loan products.

    This conference is designed for in-house counsel, compliance management officers, litigation managers, risk managers and others tasked with related responsibilities. Attendees will learn tips and strategies on navigating the industry’s ever-changing federal and state regulatory market, as well as preparing for large-scale litigation, investigations, examinations and enforcement actions.

    Agenda

    7:30 a.m. – 8:30 a.m.

    Registration & Continental Breakfast

    8:30 a.m. – 8:45 a.m.

    Welcome & Introductions
    Kurt Tunnell, Managing Partner, Bricker & Eckler LLP
    David Stein, Of Counsel and Chair, Consumer Financial Services Group,
    Bricker & Eckler LLP

    8:45 a.m. – 9:30 a.m.

    Congressional Update: Industry Outlook, What’s Ahead for the CFPB
    Laura Swanson, Deputy Staff Director, U.S. Senate Committee on Banking, Housing and Urban Affairs for Ranking Member Sherrod Brown

    9:30 a.m. – 10:30 a.m.

    TRID SurvivalCLE
    Ken Markison, Vice President, Regulatory Counsel, Mortgage Bankers Association

    10:30 a.m. – 10:45 a.m.

    Break

    10:45 a.m. – 11:30 a.m.

    Privacy & Cybersecurity: Best Practices, Potential Claims to AvoidCLE, NMLS
    Thomas C. Washbush, Partner and Chair, Cybersecurity Group, Bricker & Eckler LLP
    Gregory J. Krabacher, Senior Counsel, Bricker & Eckler LLP
    Thomas Van Winkle, Senior Director, Information Security, Alliance Data

    11:30 a.m. – 12:15 p.m.

    UDAAP: Recent Enforcement Issues & How They Can Be AvoidedCLE
    David Stein, Of Counsel and Chair, Consumer Financial Services Group, Bricker & Eckler LLP

    12:15 p.m. – 2:00 p.m.

    Lunch & Keynote Address
    Richard Cordray, Director, Consumer Financial Protection Bureau

    2:00 p.m. – 2:45 p.m.

    Know Before You Owe: Update & ImplementationCLE, NMLS
    Julie M. Vore, Esq., Mortgage Markets Originations Analyst, Consumer Financial Protection Bureau

    2:45 p.m. – 3:30 p.m.

    Regulatory & Examination TrendsCLE, NMLS
    Robert S. Niemi, Deputy Superintendent for Consumer Finance, Ohio Department of Commerce, Division of Financial Institutions
    Brian Landis, Chief Examiner, Ohio Department of Commerce, Division of Financial Institutions
    Stephen DeFrank, General Counsel, Ohio Department of Commerce, Division of Financial Institutions
    Moderator: Jacqueline S. Mallett, Of Counsel, Bricker & Eckler LLP

    3:30 p.m. – 3:45 p.m.

    Break

    3:45 p.m. – 4:30 p.m.

    Litigation TrendsCLE
    Drew H. Campbell, Partner and Chair, Class Action Group, Bricker & Eckler LLP

    4:30 p.m. – 4:50 p.m.

    Cost of Compliance & Litigation
    Marianne Collins, Executive Director & Chief Operating Officer, Ohio Mortgage Bankers Association

    4:50 p.m. – 5:00 p.m.

    Closing Remarks
    David Stein, Of Counsel and Chair, Consumer Financial Services Group, Bricker & Eckler LLP

    5:00 p.m. – 6:30 p.m.

    Networking Reception

     

    CLE Indicates sessions that count toward Supreme Court of Ohio CLE hours of instruction
    NMLS Indicates sessions that count toward NMLS CE elective hours

    This program has been approved by the Supreme Court of Ohio Commission on Continuing Legal Education for 4.75 total CLE hours of instruction.

    This program has been approved by the Nationwide Mortgage Licensing System & Registry (NMLS) for 2.0 Continuing Education Elective hours.

    Overnight accommodations at a discounted rate are available — please contact Ronda Ray at 614.227.4811 or rray@bricker.com to make arrangements. If you have any questions about the conference, please contact Traci Graham at 614.227.4941 or tgraham@bricker.com.


    Le Méridien Columbus, The Joseph
    620 N High Street
    Columbus, OH 43215
    7:30 AM to 6:30 PM (EST)